You know that 4.00 am rude awakening, or that thing that triggers you to think "I really need to do something about that" or "I need to get to work on a robust value statement"
Open Door Policy can take some of that away, by documenting propositions, helping conduct research and due diligence to make sure you're on top of some of the fundamental regulatory requirements. Take a look around, you will get a good idea on what we do and how we can work with you.
Open Door Policy works with UK Financial Services Firms on a consultancy basis.
Creating and documenting propositions to explain in detail how a firm operate their advice process from a charging, CIP/CRP and Consumer Duty position.
Creating and documenting propositions :
- Charges, including a Price and Value Statement.
- Centralised Investment and Retirement Proposition (CIRP)
- Platform research and due diligence
- The Consumer Duty
- An annual Update and Reset Service making sure it all remains fit for purpose.
Open Door Policy also build guides, blogs and educational pieces.
A quick, easy and free tool to make an assessment of your initial and ongoing charges. It also identifies capital thresholds, the amount of investment required to meet minimum charges. It is in effect, your personal advice gap.
